Webcast Playback - Vendor Management Compliance

Download over 22 free banking policies, including one on remote deposit capture at Continuity Control

Vendor Management: Compliance Checklist Manifesto Series

Speakers: Jim Kisch, Chief Strategic Officer - Continuity Control and Susan Orr, Founder - Susan Orr Consulting

Moderator: Erin Handel, CEO, Bankerstuff

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Program Description

The Vendor Management Compliance Checklist Manifesto webinar uses checklists, based on FFIEC guidelines, to demonstrate easy steps that demystify enterprise-wide vendor management compliance. The webinar will demonstrate that time-tested, step-by-step procedures across a diverse range of vendors results in continuity that saves time and lowers risks. We will describe the risks, provide real life examples and veteran insight as we demonstrate how checklists get the job done safely and soundly. Please join us for valuable lessons and FREE checklists.

After attending this event, participants will gain a broader understanding of a strong vendor management program, which addresses risks and regulatory requirements including:

Enforcing your vendor management program
Vendor contract review
Vendor due diligence
Vendor risk assessment
Annual vendor review and analysis

Take-aways from this session include:

Overview of regulatory requirements for your Vendor Management program
How organizing the process of compliance can save your financial organization time, money and resources
A checklist of procedures to manage an area of compliance that’s often overwhelming

About the Presenters

Jim Kisch is Chief Strategic Officer of Continuity Control. Prior to joining Continuity, Jim accrued more than 18 years of banking experience, including positions as CEO of Business IQ, President of the MBA Consulting Group and CTO for the Minnesota Bankers Association, with 12 years of focus in the disciplines of bank operations and information technology management. He is a faculty member at Graduate School of Banking (GSB), CU-Boulder and past faculty member at the GSB, UW-Madison. He’s been a speaker and teacher at numerous banking education programs including Texas Bankers School of Operations and Minnesota Bankers School of Operations. Jim obtained his BS in Economics from U of M – Minneapolis and a degree from the Graduate School of Banking, UW-Madison.

Susan Orr is Founder of Susan Orr Consulting. Susan Orr is a leading financial services expert with vast regulatory, risk management, and security best practice knowledge and expertise. During her 14-year tenure as a bank examiner, Susan held numerous lead positions at the FDIC. As an auditor and consultant, Susan performs IT audit and regulatory reviews for financial institutions as well as assists institutions in preparing for and responding to a regulatory examination. She also consults for numerous security providers and vendors helping them align products and services to meet institution regulatory mandates. With over 18 years experience in the IT regulatory field, Susan speaks regularly at risk management and security seminars and conferences and has authored numerous white papers on emerging information technology and security risk management topics. Susan retains close relationships within the FFIEC agencies as well as industry trade groups to stay abreast on new technologies, best practices, and regulatory issues. Susan is a Certified Information Systems Auditor (CISA), Certified Information Security Manager (CISM) and Certified Risk Professional (CRP).

Contact jeff@bankertuff.com with any registration questions